SEC/Sarbanes-Oxley

The SEC Private Practice Section within the American Institute of Certified Public Accountants (AICPA) allows national, regional and local firms to practice in areas where SEC matters are involved.

Rowbotham International has been a member of the SEC Private Practice and Private Companies Section of the AICPA since its formation in 1991.

Since commencing business in 1991, the firm has continued to meet the AICPA Peer Review Requirements. In all reviews to date, Rowbotham International has received an "unqualified opinion" report, certifying that the firm is qualified to practice before the Securities and Exchange Commission.

SEC

Rowbotham International is experienced in managing accounting issues and public filing concerns related to public companies. We can perform Form 10-K and 10-KSB audits and Form 10-Q and 10-QSB reviews. In addition, we can assist you with the registration of new issued shares, an initial public offering, or the registration of shares previously issued.

SOX

The Sarbanes-Oxley Act of 2002 ("SOX") changed the landscape both for companies and accounting firms. While the SOX rules are complicated and maze-like, we, along with the help of your counsel and outside consultants, can guide you in regards to compliance in the following areas:

Corporate bylaws

Corporate governance guidelines

Board of Directors committee structure:

 

Audit committee charter

 

Compensation committee charter

 

Executive committee charter

 

Governance and nominating committee charter

Code of Ethics for senior financial officers

Employee code of conduct

Section 302, corporate responsibility for financial reports; Section 404, management assessment of internal controls; and Section 409, real–time disclosures and readiness